Securities Act

Results: 34055



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111U.S. Securities and Exchange Commission / 73rd United States Congress / Securities Exchange Act / Securities regulation in the United States / SEC filings / Federal Rules of Civil Procedure / Law / Government / Corporate governance / Securities Act

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-04-07 12:01:16
112Corruption / Securities fraud / Class action / Cornerstone Research / Private Securities Litigation Reform Act / SEC filings / Corporate crime / Economy / Business

Contact: Jason Milch Baretz+BrunelleTerri Viera

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Source URL: securities.stanford.edu

Language: English - Date: 2016-07-25 19:41:35
113U.S. Securities and Exchange Commission / Economy / 73rd United States Congress / Securities Act / Tax / Forward-looking statement / SEC Rule 144A / Business

2015 Full year results 23 February 2016 2015 Full year results Disclaimer

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Source URL: www.meggittinvestors.com

Language: English - Date: 2016-02-23 05:14:38
114Finance / Economy / Money / Corporate finance / Stock market / Equity securities / Security / SEC filings / Convertible bond / Warrant / Form 4 / Kazakhstan Stock Exchange

SECURITIES AND FUTURES ACT (CAPSECURITIES AND FUTURES (DISCLOSURE OF INTERESTS) REGULATIONS 2012 FORM

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Source URL: valuemax.listedcompany.com

Language: English - Date: 2016-06-07 05:12:04
115U.S. Securities and Exchange Commission / SEC filings / Finance / United States securities law / 73rd United States Congress / Stock market / Economy / New Deal / Securities Act / Regulation D / Securities Exchange Act / Security

U.S. Securities and Exchange Commission FORM D OMB APPROVAL

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Source URL: www.sos.ms.gov

Language: English - Date: 2016-05-31 15:00:50
116Economy / Finance / Money / Registered Investment Adviser / Financial adviser / Financial services / U.S. Securities and Exchange Commission / Securities regulation in the United States / Securities Act / Adviser / DoddFrank Wall Street Reform and Consumer Protection Act / Broker-dealer

The Investment Adviser “Switch” A Report on the 2012 Transition of Mid-Sized Investment Advisers from Federal Registration to Missouri State Regulation August 2012 Missouri Securities Division

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Source URL: www.sos.mo.gov

Language: English - Date: 2015-06-10 16:04:14
117Economy / Financial markets / Finance / Money / High-frequency trading / Electronic communication network / Dark liquidity / Market data / Securities Exchange Act / Securities Industry Automation Corporation / NASDAQ / Financial Industry Regulatory Authority

How Rigged Are Stock Markets? Evidence from Microsecond Timestamps Robert P. Bartlett, III University of California, Berkeley

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Source URL: eml.berkeley.edu

Language: English - Date: 2016-08-05 12:14:54
118Economy / Stock market / Corporate finance / Equity securities / Economics / Investment / Bond / Preferred stock / United States corporate law / Stock

CHAPTERINVESTMENTS. Article 1. General Provisions. Drafting note: Existing Chapter 3 of Title 26 consists of two articles: Article 1 (General Provisions) and Article 2 (Uniform Prudent Investor Act). Proposed Chap

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Source URL: codecommission.dls.virginia.gov

Language: English - Date: 2012-11-28 16:19:01
119Civil procedure / Law / Civil law / Class action / Diversity jurisdiction / Rules Enabling Act / Government / Civil law common law) / Private Securities Litigation Reform Act / Federal Rules of Civil Procedure

January 6, 2016 Page 2 of 2 January 6, 2016 The Honorable Paul Ryan House of Representatives

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Source URL: www.americanbar.org

Language: English - Date: 2016-01-06 16:20:20
120Economy / Business / Finance / 73rd United States Congress / U.S. Securities and Exchange Commission / United States securities law / Self-regulatory organizations / Stock market / Securities Act / Financial Industry Regulatory Authority / Reverse takeover / Securities Exchange Act

Legal & Compliance, LLC Corporate, Securities and Going Public Attorneys Legal & Compliance, LLC is a comprehensive securities and business transaction law firm. There are many securities law firms that assist in the goi

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Source URL: www.legalandcompliance.com

Language: English - Date: 2015-07-20 14:59:11
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